SERVICES
Regulatory Compliance Services
Independent compliance reviews, AML/CFT/PF assessments and practical regulatory compliance solutions for supervised and regulated enterprises.
WHAT WE DO
Practical Compliance Support for Complex Regulatory Environments
RCC provides independent regulatory compliance reviews, AML/CFT/PF assessments and practical compliance support designed to help supervised and regulated enterprises identify priorities, address gaps and strengthen their compliance environment.
Our services cover risk assessment, compliance programme development and enhancement, gap analysis, transaction monitoring, policy and procedure reviews, training and related regulatory compliance support.
Our Compliance Services
RCC’s services are designed to support organisations at different stages of their regulatory compliance journey, from independent assessment and risk identification through to programme enhancement, monitoring, policy development and training.
01
TRAINING
AML/CFT/PF Annual Refresher & Targeted Training
Training for Boards and staff designed to support understanding of applicable AML/CFT/PF requirements and reinforce practical compliance responsibilities.
02
RISK
AML/CFT/PF Risk Assessments
Assessment of AML/CFT/PF risk exposures to help organisations identify relevant risks and areas requiring attention.
03
COMPLIANCE PROGRAMMES
Development and Enhancement of Risk Based Compliance Programs
Development and enhancement of risk based compliance programs to support organisations in strengthening their regulatory compliance framework.
04
GAP ANALYSIS
Gap Analysis and Action Plan Monitoring
Gap analysis and action plan monitoring to identify areas requiring improvement and support the ongoing implementation of corrective actions.
05
REGULATORY REPORTING
Regulatory Reporting Referrals to Solution Providers for AML/FATCA/CRS
Referrals to solution providers for regulatory reporting requirements relating to AML, FATCA and CRS.
06
TRANSACTION MONITORING
Quarterly Transaction Monitoring and Analysis
Quarterly transaction monitoring and analysis to support the review of transactions and related compliance requirements.
07
POLICIES & PROCEDURES
Revision and Updates of AML/CFT Policies, Procedures and Processes
Revision and updates of AML/CFT policies, procedures and processes to support organisations in maintaining their regulatory compliance framework.
READY TO STRENGTHEN YOUR COMPLIANCE ENVIRONMENT?
Is Your Organisation Ready?
Whether you require an independent compliance review, risk assessment, programme enhancement or targeted training, RCC can help you identify priorities and strengthen your compliance environment.